Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL JEROME FLYNN JR
MICHAEL JEROME FLYNN
CRD#: 4589888
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 2121 41ST AVE.
SUITE 208
CAPITOLA, CA 95010
NYLIFE SECURITIES LLCCRD#: 5167 2121 41ST AVE.
SUITE 208
CAPITOLA, CA 95010
Registration History
20062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2007 - Present (17 years)BNYLIFE SECURITIES LLC (CRD# 5167)2005 - Present (19 years)
License(s)

State Registrations

B
Arizona 6/29/2005
B
New Mexico 5/5/2021
B
California 6/24/2005
B
New York 12/11/2020
IA
California 5/1/2007
B
North Carolina 7/21/2021
B
Colorado 11/6/2023
B
Ohio 1/5/2016
B
Hawaii 2/10/2022
B
Oregon 3/26/2021
B
Idaho 12/20/2022
B
Tennessee 6/21/2021
B
Illinois 8/13/2021
B
Texas 12/7/2020
B
Kansas 6/17/2021
IA
Texas 12/18/2020
B
Maryland 2/27/2025
B
Washington 7/6/2016
B
Montana 11/9/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
2121 41ST AVE. SUITE 208, CAPITOLA, CA 95010
1731 TECHNOLOGY DRIVE SUITE 300 AND 400, SAN JOSE, CA 95110
Registered with this firm since 5/1/2007
B
NYLIFE SECURITIES LLC (CRD#:5167)
2121 41ST AVE. SUITE 208, CAPITOLA, CA 95010
25 Metro Drive SUITE 300, SAN JOSE, CA 95110
Registered with this firm since 6/10/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.