Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAMES WILLIAM SNIDER
JIM SNIDER
CRD#: 4589135
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 400 E. Diehl Road
Suite 250
Naperville, IL 60563
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Florida 5/18/2016
B
Michigan 11/9/2021
B
Illinois 10/7/2013
B
Wisconsin 10/7/2013
IA
Illinois 10/7/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
400 E. Diehl Road Suite 250, Naperville, IL 60563
Registered with this firm since 10/7/2013
B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
400 E. Diehl Road Suite 250, Naperville, IL 60563
Registered with this firm since 10/7/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2007 - 10/07/2013 VERITRUST FINANCIAL, LLC (CRD#:106594) LISLE, IL
B
 10/01/2007 - 10/07/2013 VERITRUST FINANCIAL, LLC (CRD#:106594) LISLE, IL
IA
 05/07/2003 - 10/03/2007 WADDELL & REED, INC. (CRD#:866) OAKBROOK, IL
B
 01/07/2003 - 10/03/2007 WADDELL & REED, INC. (CRD#:866) OAKBROOK, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.