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Detailed Report
THOMAS FRANK SCHULZ
THOMAS SCHULZ
CRD#: 4587983
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 201 Progress Parkway
Maryland Heights, MO 63043
Registration History
2002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2014 - Present (10 years)BEDWARD JONES (CRD# 250)2011 - Present (13 years)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)2003 - 2005 (2 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Illinois 12/24/2014
B
Missouri 12/24/2014
IA
Illinois 3/10/2025
IA
Missouri 12/24/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
201 Progress Parkway, Maryland Heights, MO 63043
Edwardsville, IL
Registered with this firm since 12/24/2014
B
EDWARD JONES (CRD#:250)
201 Progress Parkway, Maryland Heights, MO 63043
Edwardsville, IL
Registered with this firm since 9/16/2011
Previous Registration(s)
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B
 04/11/2003 - 12/20/2005 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) SCHAUMBURG, IL
B
 09/27/2002 - 03/28/2003 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.