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KENNETH LAIRD MACDONALD JR.
KENNETH L MACDONALD JR., KENNETH L MACDONALD, KENNETH L MACDONALD
CRD#: 4587179
IA
B
PANORAMA WEALTH ADVISORSCRD#: 324199 5619 DTC PARKWAY
SUITE 425
GREENWOOD VILLAGE, CO 80111
SUITE 425
GREENWOOD VILLAGE, CO 80111
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 5619 DTC Parkway
Suite 425
Greenwood Village, CO 80111
Suite 425
Greenwood Village, CO 80111
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 8/11/2020
B
Nevada 10/21/2020
B
Colorado 8/11/2020
B
North Carolina 10/21/2020
IA
Colorado 2/14/2024
B
Ohio 8/11/2020
B
Florida 8/11/2020
B
Oregon 8/11/2020
B
Georgia 10/31/2023
B
Texas 8/11/2020
B
Michigan 8/11/2020
IA
Texas 2/14/2024
B
Minnesota 8/11/2020
B
Virginia 8/11/2020
SRO Registrations
B
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IA
Registered with this firm since 2/14/2024
B
Registered with this firm since 8/11/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/12/2020 - 12/31/2023 | DENVER, CO | |
IA | 04/07/2006 - 08/11/2020 | DENVER, CO | |
B | 09/01/2004 - 08/11/2020 | DENVER, CO | |
B | 04/22/2003 - 06/07/2004 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.