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MICHELLE R GRUBER
MICHELLE R. SHOOT, MICHELLE RENEE SHOOT
CRD#: 4587154
IA
Investment Adviser
B
Broker
ALTERI WEALTHCRD#: 331100 4195 EAST THOUSAND OAKS BLVD.
SUITE 250
WESTLAKE VILLAGE, CA 91362
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 4195 E Thousand Oaks Blvd
Suite 250
Westlake Village, CA 91362
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2024 (14 years)2 FIRMS2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2009 (6 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2009 (6 years)
Disclosure(s)
View By:
4/3/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/24/2024

B
Idaho 5/28/2024

B
California 5/24/2024

B
Nevada 5/24/2024

IA
California 5/28/2024

B
New Mexico 5/24/2024

B
Colorado 5/24/2024

B
Texas 5/24/2024

B
Delaware 9/25/2024

IA
Texas 9/12/2024

B
Florida 6/3/2024

B
Washington 5/24/2024

B
Hawaii 5/31/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALTERI WEALTH (CRD#:331100)
4195 EAST THOUSAND OAKS BLVD. SUITE 250, WESTLAKE VILLAGE, CA 91362
Registered with this firm since 5/28/2024

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
4195 E Thousand Oaks Blvd Suite 250, Westlake Village, CA 91362
Registered with this firm since 5/24/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2009 - 05/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
11/19/2009 - 05/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
IA
01/28/2003 - 09/01/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
B
12/05/2002 - 09/01/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.