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Detailed Report
DANNY EUGENE WARD
DAN WARD
CRD#: 458669
IA
Investment Adviser
B
Previous Broker
CREATIVEONE WEALTH, LLCCRD#: 281213 3921 NW 97th BLVD
Suite102
Gainesville FL, FL 32606
Registration History
19952000200520102015202020252 FIRMS1998 - 2003 (5 years)2 FIRMS2003 - 2013 (10 years)2 FIRMS2015 - 2017 (2 years)IACREATIVEONE WEALTH, LLC (CRD# 281213)2021 - Present (4 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)1996 - 1998 (1 year)BGARCO EQUITY SALES, INC. (CRD# 4125)1993 - 1997 (3 years)IARETIREMENT WEALTH ADVISORS, LLC (CRD# 137658)2018 - 2021 (2 years)IABEDROCK INVESTMENT ADVISORS (CRD# 173131)2017 - 2018 (<1 year)
Disclosure(s)
View By:
5/18/2015
Judgment / Lien
9/20/2012
Customer Dispute
Settled
License(s)

State Registrations

IA
Florida 2/26/2021
Current Registration(s)
IA
CREATIVEONE WEALTH, LLC (CRD#:281213)
3921 NW 97th BLVD Suite102, Gainesville FL, FL 32606
Registered with this firm since 2/26/2021
Previous Registration(s)
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 08/23/2018 - 01/28/2021 RETIREMENT WEALTH ADVISORS, LLC (CRD#:137658) GAINESVILLE, FL
IA
 11/06/2017 - 08/08/2018 BEDROCK INVESTMENT ADVISORS (CRD#:173131) Gainsville, FL
IA
 10/05/2015 - 10/19/2017 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Gainesville, FL
B
 09/01/2015 - 10/19/2017 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Gainesville, FL
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 09/02/2003 - 11/25/2013 LEGEND ADVISORY CORP (CRD#:104761) TRENTON, FL
B
 07/01/2003 - 11/25/2013 LEGEND EQUITIES CORPORATION (CRD#:30999) TRENTON, FL
IA
 02/12/1998 - 06/30/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) TRENTON, FL
B
 02/06/1998 - 06/30/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 06/17/1996 - 01/30/1998 CALTON & ASSOCIATES, INC. (CRD#:20999) TAMPA, FL
B
 08/09/1993 - 01/13/1997 GARCO EQUITY SALES, INC. (CRD#:4125) CARMEL, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.