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MICHAEL DWAIN JONES
MICHEAL DWAIN JONES
CRD#: 4586689
IA
B
LIFECOURSE CAPITAL, INC.CRD#: 128583 8331 MADISON BLVD.
SUITE 100
MADISON, AL 35758
SUITE 100
MADISON, AL 35758
NEXT FINANCIAL GROUP, INC.CRD#: 46214 8331 MADISON BLVD
STE 100
MADISON, AL 35758
STE 100
MADISON, AL 35758
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 2/14/2007
B
Mississippi 3/28/2016
IA
Alabama 1/12/2012
B
New Hampshire 11/26/2024
B
Arizona 7/20/2012
B
Oklahoma 1/3/2020
B
Florida 3/12/2014
B
Pennsylvania 1/2/2014
B
Georgia 10/17/2012
B
South Carolina 7/22/2024
B
Indiana 1/2/2013
B
Tennessee 5/23/2012
B
Louisiana 4/26/2013
B
Texas 1/2/2013
B
Maryland 1/2/2013
B
Virginia 3/19/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 1/12/2012
B
Registered with this firm since 2/14/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/24/2011 - 01/12/2012 | HOUSTON, TX | |
B | 10/06/2003 - 02/01/2007 | KNOXVILLE, TN | |
B | 01/15/2003 - 10/03/2003 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.