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JONATHAN MICHAEL BARTHOLOMEW
JONATHAN BARTHOLOMEW
CRD#: 4586194
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Investment Adviser
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Previous Broker
ROCK RIDGE WEALTH LLCCRD#: 313914 SACKETS HARBOR, NY
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2019 (4 years)2 FIRMS2019 - 2021 (1 year)IAROCK RIDGE WEALTH LLC (CRD# 313914)2021 - Present (3 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2008 - 2012 (3 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2007 - 2008 (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2006 - 2007 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2005 (3 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2009 - 2012 (3 years)
License(s)

State Registrations

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Louisiana 9/14/2021

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New York 7/19/2021

Current Registration(s)
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ROCK RIDGE WEALTH LLC (CRD#:313914)
SACKETS HARBOR, NY
Registered with this firm since 7/19/2021

Previous Registration(s)
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11/13/2019 - 07/26/2021 LPL FINANCIAL LLC (CRD#:6413) WATERTOWN, NY
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11/08/2019 - 07/26/2021 LPL FINANCIAL LLC (CRD#:6413) WATERTOWN, NY
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12/19/2014 - 10/10/2019 LPL FINANCIAL LLC (CRD#:6413) OSWEGO, NY
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12/04/2014 - 10/10/2019 LPL FINANCIAL LLC (CRD#:6413) OSWEGO, NY
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07/18/2012 - 11/14/2014 INVEST FINANCIAL CORPORATION (CRD#:12984) INTERLAKEN, NY
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07/18/2012 - 11/14/2014 INVEST FINANCIAL CORPORATION (CRD#:12984) INTERLAKEN, NY
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04/02/2009 - 07/18/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) FULTON, NY
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11/25/2008 - 07/18/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) FULTON, NY
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06/11/2007 - 11/19/2008 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) SURFSIDE BEACH, SC
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01/04/2006 - 01/17/2007 HSBC SECURITIES (USA) INC. (CRD#:19585) WATERTOWN, NY
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10/22/2002 - 11/01/2005 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.