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Detailed Report
DAVID ADAM MONHEIT
CRD#: 4586091
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 12455 West Bell Road
Surprise, AZ 85378
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 12455 W BELL ROAD
SURPRISE, AZ 85378
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2019 (15 years)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
7/13/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/25/2019
B
Nevada 9/6/2024
IA
Arizona 10/25/2019
B
New Hampshire 9/18/2020
B
Arkansas 9/29/2023
B
New Jersey 9/2/2022
B
California 10/25/2019
B
New Mexico 10/25/2019
B
Colorado 10/25/2019
B
New York 10/25/2019
B
Florida 10/25/2019
B
Ohio 10/25/2019
B
Georgia 10/25/2019
B
Oregon 10/25/2019
B
Illinois 2/17/2020
B
Pennsylvania 10/25/2019
B
Iowa 11/13/2023
B
Tennessee 11/30/2023
B
Maine 10/25/2019
B
Texas 10/25/2019
B
Michigan 9/28/2022
IA
Texas 1/26/2024
B
Minnesota 10/25/2019
B
Washington 6/8/2021
B
Nebraska 2/20/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
12455 W BELL ROAD, SURPRISE, AZ 85378
SCOTTSDALE, AZ
Registered with this firm since 10/25/2019
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
12455 West Bell Road, Surprise, AZ 85378
SCOTTSDALE, AZ
Registered with this firm since 10/25/2019
Previous Registration(s)
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IA
 02/10/2004 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) SURPRISE, AZ
B
 01/27/2004 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) SURPRISE, AZ
IA
 12/02/2003 - 02/18/2004 MONY SECURITIES CORPORATION (CRD#:4386) SUN CITY WEST, AZ
B
 12/02/2003 - 02/18/2004 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
IA
 12/11/2002 - 12/02/2003 TRUSTED ADVISORS (CRD#:24049) SUN CITY WEST, AZ
B
 10/16/2002 - 12/02/2003 TRUSTED SECURITIES ADVISORS CORP. (CRD#:24049) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.