• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RUTH ALICE JOHNSON
RUTH ALICE DEMBERG, RUTH ALICE JOHNSON
CRD#: 4585822
IA
Investment Adviser
B
Previous Broker
GODFREY FINANCIAL ASSOCIATES, INC.CRD#: 126189 797 ROUTE 9W
GLENMONT, NY 12077-3801
Registration History
199019952000200520102015202020252 FIRMS2013 - 2016 (3 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - 2023 (1 year)IAGODFREY FINANCIAL ASSOCIATES, INC. (CRD# 126189)2023 - Present (1 year)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2016 - 2019 (2 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2009 - 2013 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2007 - 2008 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2006 (2 years)BQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)IAKEY INVESTMENT SERVICES LLC (CRD# 136300)2016 - 2016 (<1 year)
Disclosure(s)
View By:
9/11/1987
Criminal
Final Disposition
License(s)

State Registrations

IA
New York 8/7/2023

Current Registration(s)
IA
GODFREY FINANCIAL ASSOCIATES, INC. (CRD#:126189)
797 ROUTE 9W, GLENMONT, NY 12077-3801
Registered with this firm since 8/7/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/18/2022 - 08/15/2023 LPL FINANCIAL LLC (CRD#:6413) LATHAM, NY
B
05/18/2022 - 08/15/2023 LPL FINANCIAL LLC (CRD#:6413) LATHAM, NY
IA
07/31/2019 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Latham, NY
B
07/09/2019 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Latham, NY
B
09/21/2016 - 06/28/2019 KEY INVESTMENT SERVICES LLC (CRD#:136300) Amsterdam, NY
IA
09/21/2016 - 12/31/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) Amsterdam, NY
IA
11/25/2013 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) WATERVLIET, NY
B
05/28/2013 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) WATERVLIET, NY
B
11/05/2009 - 05/24/2013 KEY INVESTMENT SERVICES LLC (CRD#:136300) ALBANY, NY
B
04/27/2007 - 08/19/2008 MML INVESTORS SERVICES, INC. (CRD#:10409) ALBANY, NY
B
10/20/2004 - 11/30/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHATHAM, NY
B
10/10/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.