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ANDREW L. MCCORMICK
CRD#: 4585407
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - Present (9 years)BLEHMAN BROTHERS INC. (CRD# 7506)2002 - 2008 (5 years)IALEHMAN BROTHERS INC. (CRD# 7506)2004 - 2008 (4 years)
License(s)

State Registrations

B
Arizona 2/1/2016

B
Minnesota 2/1/2016

B
California 2/1/2016

B
Missouri 2/1/2016

B
Colorado 2/1/2016

B
New Jersey 7/18/2024

B
Florida 2/1/2016

B
New York 2/1/2016

B
Georgia 2/1/2016

B
North Carolina 2/1/2016

B
Hawaii 2/1/2016

B
Ohio 2/1/2016

B
Illinois 2/1/2016

B
Oregon 6/14/2024

IA
Illinois 2/1/2016

B
South Carolina 2/1/2016

B
Indiana 2/1/2016

B
Texas 2/1/2016

B
Kansas 2/1/2016

IA
Texas 2/1/2016

B
Kentucky 2/1/2016

B
Utah 2/1/2016

B
Maryland 7/11/2023

B
Washington 2/1/2016

B
Michigan 2/1/2016

B
Wisconsin 2/1/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 2/1/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 2/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/12/2008 - 03/02/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
B
09/12/2008 - 03/02/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
IA
06/03/2004 - 09/18/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
B
10/22/2002 - 09/18/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.