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SARA J BACH
SARA SCHWERKE
CRD#: 4585084
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 401 PINNACLE WAY
SUITE 152
EAU CLAIRE, WI 54701
Registration History
20062008201020122014201620182020202220242026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2006 - Present (18 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2005 - Present (19 years)
License(s)

State Registrations

B
Alabama 5/9/2018

B
Missouri 1/22/2010

B
Arizona 1/22/2010

B
Nevada 1/22/2010

B
California 6/22/2006

B
New York 1/22/2010

B
Colorado 1/22/2010

B
North Carolina 5/29/2013

B
Connecticut 10/17/2013

B
Ohio 5/9/2018

B
Delaware 10/5/2021

B
Oregon 1/22/2010

B
Florida 1/22/2010

B
Pennsylvania 2/5/2024

B
Georgia 1/22/2010

B
South Carolina 5/6/2021

B
Idaho 7/22/2024

B
South Dakota 7/22/2011

B
Illinois 1/22/2010

B
Tennessee 5/9/2018

B
Indiana 10/16/2013

B
Texas 1/22/2010

B
Iowa 1/22/2010

IA
Texas 11/28/2016

B
Kansas 1/22/2010

B
Virginia 1/22/2010

B
Maryland 10/31/2024

B
Washington 1/22/2010

B
Massachusetts 1/22/2010

B
Wisconsin 6/22/2006

B
Michigan 1/22/2010

IA
Wisconsin 6/22/2006

B
Minnesota 1/22/2010

B
Wyoming 1/22/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
401 PINNACLE WAY SUITE 152, EAU CLAIRE, WI 54701
Registered with this firm since 6/22/2006

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
401 PINNACLE WAY SUITE 152, EAU CLAIRE, WI 54701
Registered with this firm since 11/23/2005

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.