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MICHAEL MARK DUPREZ
CRD#: 4585009
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2411 N OAK ST, STE 305 S
MYRTLE BEACH, SC 29577
MYRTLE BEACH, SC 29577
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Alabama 6/14/2024
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Nebraska 6/14/2024
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Arkansas 6/14/2024
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New Hampshire 6/14/2024
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Colorado 6/14/2024
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New Jersey 6/14/2024
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Connecticut 6/14/2024
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New York 6/14/2024
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Delaware 6/14/2024
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North Carolina 6/14/2024
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Florida 6/14/2024
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North Carolina 9/30/2024
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Florida 9/30/2024
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Ohio 6/14/2024
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Georgia 6/14/2024
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Pennsylvania 6/14/2024
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Illinois 6/14/2024
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South Carolina 6/14/2024
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Indiana 6/14/2024
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South Carolina 6/14/2024
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Kentucky 6/14/2024
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Tennessee 6/14/2024
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Maine 8/5/2024
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Texas 6/14/2024
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Maryland 6/14/2024
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Vermont 6/14/2024
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Massachusetts 6/14/2024
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Virginia 6/14/2024
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Michigan 6/14/2024
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Washington 1/13/2025
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Missouri 6/14/2024
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Wisconsin 1/13/2025
SRO Registrations
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IA
Registered with this firm since 6/14/2024
B
Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2019 - 06/14/2024 | MYRTLE BEACH, SC | |
B | 01/25/2019 - 06/14/2024 | MYRTLE BEACH, SC | |
IA | 06/14/2006 - 01/25/2019 | MYRTLE BEACH, SC | |
B | 12/01/2006 - 01/25/2019 | MYRTLE BEACH, SC | |
B | 12/12/2002 - 12/01/2006 | MYRTLE BEACH, SC | |
IA | 03/01/2005 - 06/14/2006 | MYRTLE BEACH, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.