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JENNIFER ANN LUCOVICH
JENNIFER ANN LOSON MISS, JENNIFER ANN LOSON
CRD#: 4584570
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2575 East Camelback Road
SUITE 900
PHOENIX, AZ 85016
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2020 (8 years)2 FIRMS2020 - Present (4 years)BALLIANCEBERNSTEIN INVESTMENT R... (CRD# 14549)2004 - 2005 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2004 (<1 year)IAM&I FINANCIAL ADVISORS, INC. (CRD# 16517)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Alaska 5/18/2021

B
Nevada 7/31/2020

B
Arizona 7/31/2020

B
New Mexico 11/1/2021

B
California 7/31/2020

B
New York 7/31/2020

IA
California 7/31/2020

B
North Carolina 1/26/2024

B
Colorado 7/31/2020

B
Oklahoma 7/31/2020

B
Delaware 9/13/2024

B
Oregon 9/7/2022

B
Florida 7/31/2020

B
South Carolina 5/6/2022

B
Georgia 3/21/2023

B
Tennessee 7/31/2020

B
Illinois 7/31/2020

B
Texas 7/31/2020

B
Iowa 7/31/2020

IA
Texas 10/26/2020

B
Kansas 4/3/2024

B
Utah 1/14/2023

B
Louisiana 1/7/2025

B
Virginia 7/31/2020

B
Maryland 1/7/2025

B
Washington 7/31/2020

B
Minnesota 4/12/2022

B
Wyoming 10/9/2024

B
Missouri 1/20/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2575 East Camelback Road SUITE 900, PHOENIX, AZ 85016
14624 N. Scottsdale Rd Suite 150, Scottsdale, AZ 85254
Registered with this firm since 7/31/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2575 East Camelback Road SUITE 900, PHOENIX, AZ 85016
14624 N. Scottsdale Rd Suite 150, Scottsdale, AZ 85254
Registered with this firm since 7/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/01/2012 - 08/06/2020 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) SCOTTSDALE, AZ
B
08/01/2012 - 08/06/2020 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) SCOTTSDALE, AZ
IA
04/26/2012 - 08/01/2012 M&I FINANCIAL ADVISORS, INC. (CRD#:16517) SCOTTSDALE, AZ
B
10/14/2010 - 08/01/2012 M&I FINANCIAL ADVISORS, INC (CRD#:16517) SCOTTSDALE, AZ
IA
10/21/2010 - 04/19/2012 M&I INVESTMENT MANAGEMENT CORP. (CRD#:109802) MILWAUKEE, WI
IA
06/01/2009 - 09/29/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MYSTIC, CT
B
06/01/2009 - 09/29/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MYSTIC, CT
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MYSTIC, CT
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MYSTIC, CT
IA
03/03/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MYSTIC, CT
B
03/03/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MYSTIC, CT
B
04/07/2004 - 02/28/2005 ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (CRD#:14549) NASHVILLE, TN
B
11/27/2003 - 04/07/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.