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DALLAS CERNAK FOX
CRD#: 4583826
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (19 years)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)2002 - 2006 (3 years)IAGENWORTH FINANCIAL ADVISERS CO... (CRD# 105644)2003 - 2006 (2 years)
Disclosure(s)
View By:
12/26/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/12/2021

B
Michigan 5/24/2023

B
California 9/26/2018

B
Minnesota 1/29/2019

B
Florida 10/9/2009

B
New York 9/12/2022

B
Illinois 2/16/2006

B
Ohio 1/11/2019

IA
Illinois 2/16/2006

B
South Carolina 10/15/2007

B
Indiana 1/4/2017

IA
Texas 3/8/2021

B
Iowa 2/21/2024

B
Wisconsin 12/12/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Burr Ridge, IL
Registered with this firm since 2/16/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Burr Ridge, IL
Registered with this firm since 2/16/2006

Previous Registration(s)
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IA
07/16/2003 - 01/30/2006 GENWORTH FINANCIAL ADVISERS CORPORATION (CRD#:105644) OAK BROOK, IL
B
12/04/2002 - 01/30/2006 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) SCHAUMBURG, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.