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JOHN THOMAS CONTE
JOHN T CONTE
CRD#: 4580403
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 300 BAKER AVENUE
SUITE 300
CONCORD, MA 01742
SUITE 300
CONCORD, MA 01742
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
California 1/30/2020
IA
Massachusetts 1/8/2020
B
Connecticut 3/3/2015
B
New Hampshire 8/3/2018
B
Delaware 2/17/2023
B
New Jersey 2/29/2016
B
Florida 1/22/2018
B
New York 8/2/2013
B
Georgia 9/15/2017
B
Ohio 5/20/2024
B
Idaho 3/14/2017
B
Pennsylvania 4/12/2023
B
Kansas 1/13/2021
B
Rhode Island 1/27/2020
B
Kentucky 1/23/2025
B
South Carolina 3/29/2022
B
Maine 6/27/2018
B
Texas 8/21/2019
B
Maryland 3/18/2020
B
Virginia 3/21/2019
B
Massachusetts 2/1/2018
B
Wisconsin 3/14/2017
SRO Registrations
B
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Registered with this firm since 8/22/2013
B
Registered with this firm since 8/2/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/12/2012 - 05/20/2013 | NEW YORK, NY | |
B | 02/01/2011 - 05/20/2013 | NEW YORK, NY | |
B | 11/08/2002 - 12/22/2010 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.