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Detailed Report
Lauren Andrews McCarty
LAUREN A ANDREWS, LAUREN ALLISON ANDREWS
CRD#: 4580309
IA
Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 Farmville, VA
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)IACREATIVE PLANNING (CRD# 105348)2022 - Present (3 years)BLOCKTON INVESTMENT SECURITIES, LLC (CRD# 137476)2021 - 2021 (<1 year)BAMERICAN CENTURY INVESTMENT SE... (CRD# 17437)2020 - 2021 (1 year)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2019 - 2020 (1 year)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)2017 - 2019 (2 years)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2007 - 2017 (9 years)
License(s)

State Registrations

IA
Virginia 2/22/2022
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
Farmville, VA
Registered with this firm since 2/22/2022
Previous Registration(s)
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 11/01/2021 - 12/14/2021 LOCKTON INVESTMENT SECURITIES, LLC (CRD#:137476) WASHINGTON, DC
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 10/08/2020 - 10/25/2021 AMERICAN CENTURY INVESTMENT SERVICES INC. (CRD#:17437) KANSAS CITY, MO
B
 07/01/2019 - 10/01/2020 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) HARRISON, NY
B
 01/04/2017 - 07/01/2019 TRANSAMERICA CAPITAL, INC. (CRD#:8217) DENVER, CO
B
 07/18/2007 - 01/04/2017 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) CHARLOTTE, NC
IA
 07/28/2003 - 06/21/2007 SCOTT & STRINGFELLOW, INC. (CRD#:6255) RICHMOND, VA
B
 05/20/2003 - 06/21/2007 SCOTT & STRINGFELLOW, INC. (CRD#:6255) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.