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Detailed Report
MATTHEW T BOWER
MATTHEW THOMAS BOWER, MATTHEW THOMAS BOWER
CRD#: 4579708
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3320 EAST STATE STREET
HERMITAGE, PA 16148
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3320 EAST STATE STREET
HERMITAGE, PA 16148
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - Present (11 years)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2003 - 2005 (1 year)
License(s)

State Registrations

B
Florida 2/11/2014
B
Pennsylvania 2/11/2014
B
Maryland 2/11/2014
IA
Pennsylvania 2/11/2014
B
New York 2/11/2014
B
South Carolina 2/11/2014
B
Ohio 2/11/2014
B
Virginia 2/11/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3320 EAST STATE STREET, HERMITAGE, PA 16148
Registered with this firm since 2/11/2014
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
3320 EAST STATE STREET, HERMITAGE, PA 16148
Registered with this firm since 2/11/2014
Previous Registration(s)
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IA
 03/03/2009 - 02/12/2014 LPL FINANCIAL LLC (CRD#:6413) JAMESTOWN, PA
B
 03/03/2009 - 02/12/2014 LPL FINANCIAL LLC (CRD#:6413) JAMESTOWN, PA
IA
 03/16/2005 - 03/10/2009 INVEST FINANCIAL CORPORATION (CRD#:12984) SHARPSVILLE, PA
B
 03/14/2005 - 03/10/2009 INVEST FINANCIAL CORPORATION (CRD#:12984) SHARPSVILLE, PA
IA
 08/18/2003 - 03/15/2005 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) MEADVILLE, PA
B
 09/09/2002 - 03/15/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/09/2002 - 03/15/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.