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Detailed Report
MARK E. INSERRA
CRD#: 4579536
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 261 Old York Road
Suite 924
Jenkintown, PA 19046
LINCOLN INVESTMENTCRD#: 519 5 Walnut Grove Drive
SUITE 240
Horsham, PA 19044
Registration History
2002200420062008201020122014201620182020202220242026IACAPITAL ANALYSTS (CRD# 162200)2024 - Present (<1 year)IALINCOLN INVESTMENT (CRD# 519)2011 - Present (13 years)BLINCOLN INVESTMENT (CRD# 519)2002 - Present (22 years)
License(s)

State Registrations

B
Alabama 9/9/2010
B
Michigan 1/5/2021
B
California 1/2/2004
B
Nevada 12/12/2002
B
Colorado 7/7/2006
B
New Jersey 5/19/2003
B
Delaware 7/13/2004
B
New York 4/28/2009
B
District of Columbia 1/2/2014
B
North Carolina 6/18/2008
B
Florida 9/30/2008
B
Oregon 1/3/2022
B
Georgia 2/3/2009
B
Pennsylvania 10/22/2002
B
Illinois 1/2/2018
IA
Pennsylvania 4/14/2011
B
Indiana 1/10/2020
B
Rhode Island 1/3/2022
B
Kentucky 1/3/2019
B
South Carolina 10/9/2007
B
Maine 10/14/2009
B
Texas 1/4/2016
B
Maryland 2/3/2009
B
Virginia 2/24/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
261 Old York Road Suite 924, Jenkintown, PA 19046
Registered with this firm since 4/18/2024
IA
LINCOLN INVESTMENT (CRD#:519)
5 Walnut Grove Drive SUITE 240, Horsham, PA 19044
261 Old York Road Sute 924, JENKINTOWN, PA 19046
Registered with this firm since 4/14/2011
B
LINCOLN INVESTMENT (CRD#:519)
5 Walnut Grove Drive SUITE 240, Horsham, PA 19044
261 Old York Road Sute 924, JENKINTOWN, PA 19046
Registered with this firm since 10/9/2002
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.