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Detailed Report
Michael Edwin Magruder
MICHAEL MAGRUDER
CRD#: 4579211
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Previous Investment Adviser
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Previous Broker
SUSPENDED
FINRA has suspended this individual from acting as a broker. Please see the detailed report for more information
FINRA has suspended this individual from acting as a broker. Please see the detailed report for more information
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
200420062008201020122014201620182020202220242026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2021 - 2024 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2021 (5 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2015 (5 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2007 - 2010 (3 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2005 - 2007 (1 year)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2003 - 2005 (1 year)
Disclosure(s)
View By:
1/31/2025
Regulatory
Final
10/24/2024
Regulatory
Final
7/6/2024
Customer Dispute
Settled
7/3/2024
Employment Separation After Allegations
7/3/2024
Customer Dispute
Settled
Previous Registration(s)
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 07/02/2021 - 08/02/2024 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ORLANDO, FL
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 08/21/2015 - 07/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DESTIN, FL
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 05/05/2010 - 08/28/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SOUTHLAKE, TX
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 03/02/2007 - 05/07/2010 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DALLAS, TX
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 03/08/2005 - 02/12/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DALLAS, TX
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 08/25/2003 - 01/26/2005 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) PALM BEACH, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.