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DAVID DOMINIC MARSICO
CRD#: 4578753
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 124 E STATE STREET
MEDIA, PA 19063
CETERA ADVISOR NETWORKS LLCCRD#: 13572 124 E STATE STREET
MEDIA, PA 19063
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2016 (8 years)2 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2007 - 2008 (<1 year)IARITTENHOUSE ASSET MANAGEMENT, INC. (CRD# 106562)2006 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 2/27/2024

B
New Jersey 8/10/2023

B
Arizona 8/10/2023

B
New York 8/10/2023

B
California 8/10/2023

B
North Carolina 8/10/2023

B
Colorado 8/10/2023

B
Ohio 8/10/2023

B
Connecticut 8/10/2023

B
Pennsylvania 8/10/2023

B
Delaware 8/10/2023

IA
Pennsylvania 8/10/2023

B
Florida 8/11/2023

B
Rhode Island 8/10/2023

B
Georgia 8/10/2023

B
South Carolina 8/10/2023

B
Hawaii 8/10/2023

B
Texas 8/10/2023

B
Illinois 8/10/2023

IA
Texas 8/10/2023

B
Maryland 8/10/2023

B
Utah 8/10/2023

B
Massachusetts 8/10/2023

B
Virginia 8/10/2023

B
New Hampshire 8/10/2023

B
Washington 2/18/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
124 E STATE STREET, MEDIA, PA 19063
GLENMOORE, PA
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
124 E STATE STREET, MEDIA, PA 19063
GLENMOORE, PA
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/20/2016 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MEDIA, PA
B
01/20/2016 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MEDIA, PA
IA
01/25/2008 - 01/19/2016 LOCKWOOD ADVISORS INC (CRD#:106108) KING OF PRUSSIA, PA
B
01/15/2008 - 01/19/2016 PERSHING LLC (CRD#:7560) KING OF PRUSSIA, PA
B
10/22/2007 - 01/17/2008 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MEDIA, PA
IA
09/15/2006 - 10/01/2007 RITTENHOUSE ASSET MANAGEMENT, INC. (CRD#:106562) RADNOR, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.