Individual Firm
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BONNIE ALDEA LUTERNOW
CRD#: 4578330
IA
B
SPCCRD#: 110692 9716 FOREST RODGE
CLARKSTON, MI 48348
CLARKSTON, MI 48348
SIGMA FINANCIAL CORPORATIONCRD#: 14303 CLARKSTON, MI
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1/23/2009
Customer Dispute
Denied
State Registrations
B
Florida 4/22/2024
IA
Michigan 4/13/2010
B
Michigan 1/11/2010
SRO Registrations
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2004 - 01/14/2010 | SOUTHFIELD, MI | |
B | 09/26/2002 - 01/14/2010 | SOUTHFIELD, MI | |
B | 09/26/2002 - 04/01/2006 | SOUTHFIELD, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.