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TRACY ANN HENDERSON
TRACY HENDERSON, TRACY ANN THOMPSON
CRD#: 4577423
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 428 MCLAWS CIRCLE
STE 100
WILLIAMSBURG, VA 23185
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2010 (7 years)2 FIRMS2010 - Present (15 years)
License(s)

State Registrations

B
Alabama 1/5/2015

B
Nevada 10/8/2015

B
Alaska 3/31/2015

B
New Hampshire 2/4/2019

B
Arizona 1/8/2015

B
New Jersey 10/26/2012

B
Arkansas 3/2/2020

B
New Mexico 12/23/2013

B
California 7/21/2011

B
New York 9/29/2010

B
Colorado 5/23/2013

B
North Carolina 1/29/2010

B
Connecticut 10/22/2012

B
North Dakota 1/6/2022

B
Delaware 10/26/2012

B
Ohio 10/29/2012

B
District of Columbia 9/29/2010

B
Oklahoma 5/23/2013

B
Florida 1/29/2010

B
Oregon 12/23/2013

B
Georgia 8/13/2012

B
Pennsylvania 4/13/2011

B
Hawaii 9/23/2013

B
Puerto Rico 6/16/2022

B
Idaho 9/8/2015

B
Rhode Island 12/23/2013

B
Illinois 10/26/2012

B
South Carolina 3/29/2011

B
Indiana 5/23/2013

B
South Dakota 6/16/2022

B
Iowa 1/5/2015

B
Tennessee 10/1/2014

B
Kansas 10/26/2012

B
Texas 4/13/2011

B
Kentucky 12/23/2013

IA
Texas 11/9/2023

B
Louisiana 6/16/2022

B
Utah 12/23/2013

B
Maine 3/26/2015

B
Vermont 4/13/2011

B
Maryland 7/20/2010

B
Virgin Islands 10/26/2012

B
Massachusetts 1/29/2010

B
Virginia 1/29/2010

B
Michigan 10/26/2012

IA
Virginia 1/29/2010

B
Minnesota 10/26/2012

B
Washington 5/23/2013

B
Mississippi 10/26/2012

B
West Virginia 10/18/2013

B
Missouri 1/14/2011

B
Wisconsin 12/17/2012

B
Montana 6/14/2022

B
Wyoming 6/16/2022

B
Nebraska 12/23/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
428 MCLAWS CIRCLE STE 100, WILLIAMSBURG, VA 23185
Registered with this firm since 1/29/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
428 MCLAWS CIRCLE STE 100, WILLIAMSBURG, VA 23185
Registered with this firm since 1/29/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/09/2002 - 02/09/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WILLIAMSBURG, VA
B
08/26/2002 - 02/09/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WILLIAMSBURG, VA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.