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LISANNE MARIE GLEW
LISANNE MARIE DOIRON, LISANNE MARIE GLEW MS.
CRD#: 4577206
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 LEGACY TOWER
7250 DALLAS PARKWAY, 12TH FLOOR
PLANO, TX 75024
7250 DALLAS PARKWAY, 12TH FLOOR
PLANO, TX 75024
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 5/10/2022
B
Minnesota 1/17/2020
B
Arizona 12/9/2015
B
Missouri 1/17/2020
B
Arkansas 1/17/2020
B
Nevada 1/17/2020
B
California 11/6/2002
B
New Jersey 6/24/2022
B
Colorado 1/17/2020
B
New York 1/23/2020
B
Connecticut 1/17/2020
B
North Carolina 1/17/2020
B
Delaware 7/8/2019
B
Ohio 6/13/2017
B
Florida 1/22/2015
B
Oklahoma 1/17/2020
IA
Florida 10/1/2021
B
Pennsylvania 6/24/2022
B
Georgia 1/17/2020
B
South Carolina 7/30/2015
B
Illinois 1/17/2020
B
Tennessee 1/17/2020
B
Louisiana 12/11/2019
B
Texas 11/4/2002
B
Massachusetts 1/23/2020
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Texas 11/4/2002
B
Michigan 1/17/2020
B
Washington 1/14/2020
SRO Registrations
B
B
B
B
B
B
B
B
B
B
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Registered with this firm since 11/4/2002
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Registered with this firm since 10/15/2002
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.