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Sarah B Kopp
SARAH JANE BRENNAN, SARAH BRENNAN KOPP, SARAH KOPP
CRD#: 4577009
IA
B
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Suite 600
Denver, CO 80202
0
Disclosures
5
Years of Experience
View By:
State Registrations
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Arizona 8/29/2023
B
New Jersey 8/29/2023
B
Arkansas 8/29/2023
B
New Mexico 6/30/2023
B
California 8/29/2023
B
New York 8/29/2023
B
Colorado 4/28/2023
B
North Carolina 8/29/2023
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Colorado 6/30/2023
B
North Dakota 8/29/2023
B
Connecticut 8/29/2023
B
Ohio 8/30/2023
B
Florida 8/29/2023
B
Oklahoma 8/29/2023
B
Georgia 8/29/2023
B
Oregon 8/29/2023
B
Hawaii 8/29/2023
B
Pennsylvania 8/29/2023
B
Idaho 8/29/2023
B
Rhode Island 8/29/2023
B
Illinois 8/29/2023
B
South Carolina 8/29/2023
B
Indiana 8/29/2023
B
South Dakota 8/29/2023
B
Iowa 8/29/2023
B
Tennessee 8/29/2023
B
Kansas 8/29/2023
B
Texas 8/29/2023
B
Maryland 8/29/2023
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Texas 8/30/2023
B
Massachusetts 8/29/2023
B
Utah 8/29/2023
B
Michigan 8/29/2023
B
Vermont 2/13/2024
B
Minnesota 8/29/2023
B
Virgin Islands 8/29/2023
B
Missouri 8/29/2023
B
Virginia 8/29/2023
B
Montana 8/29/2023
B
Washington 8/29/2023
B
Nebraska 8/29/2023
B
West Virginia 8/29/2023
B
Nevada 8/29/2023
B
Wisconsin 8/29/2023
B
New Hampshire 8/29/2023
B
Wyoming 8/29/2023
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/30/2023
B
Registered with this firm since 4/25/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/25/2006 - 04/16/2008 | FRANKLIN, TN | |
IA | 06/02/2005 - 07/26/2006 | DENVER, CO | |
B | 06/02/2005 - 07/26/2006 | DENVER, CO | |
IA | 08/25/2004 - 04/27/2005 | DENVER, CO | |
B | 08/25/2004 - 04/27/2005 | MINNEAPOLIS, MN | |
B | 08/25/2004 - 04/27/2005 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.