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Detailed Report
WILLIAM GUGLIELMO D'ANNIBALE
WILLIAM ELEUPERIO D'ANNIBALE, WILLIAM GUGLIELMO ELEUPERIO D'ANNIBALE
CRD#: 4576258
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Investment Adviser
AMERICAN RETIREMENT & INVESTMENT STRATEGIES, LLCCRD#: 139482 GLOUCESTER, MA
Registration History
2002200420062008201020122014201620182020202220242026IAAMERICAN RETIREMENT & INVESTME... (CRD# 139482)2006 - Present (18 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2003 (<1 year)
License(s)

State Registrations

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Florida 4/11/2023
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New Hampshire 4/24/2013
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Massachusetts 5/10/2006
Current Registration(s)
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AMERICAN RETIREMENT & INVESTMENT STRATEGIES, LLC (CRD#:139482)
GLOUCESTER, MA
Registered with this firm since 5/10/2006
Previous Registration(s)
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 11/04/2002 - 09/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.