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Carrie Jean Cunningham Combes
CARRIE JEAN CUNNINGHAM, CARRIE JEAN CUNNINGHAM COMBES
CRD#: 4574090
IA
B
EDWARD JONESCRD#: 250 4500 P G A BLVD SUITE 202
PALM BEACH GARDENS, FL 33418
PALM BEACH GARDENS, FL 33418
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alaska 5/27/2014
B
Missouri 6/18/2014
B
Arizona 9/28/2021
B
New Jersey 7/5/2016
B
California 5/27/2014
B
New Mexico 3/15/2021
B
Colorado 5/27/2014
B
New York 8/26/2014
B
Connecticut 11/19/2021
B
North Carolina 5/28/2014
B
Florida 3/31/2014
B
Ohio 3/7/2025
IA
Florida 5/2/2014
B
Pennsylvania 8/8/2014
B
Georgia 5/27/2014
B
South Carolina 8/27/2014
B
Hawaii 5/27/2014
B
South Dakota 3/27/2023
B
Illinois 5/27/2014
B
Tennessee 5/27/2014
B
Iowa 5/27/2014
B
Texas 8/3/2021
B
Kentucky 5/27/2014
IA
Texas 8/4/2021
B
Maryland 5/27/2014
B
Virginia 8/12/2014
B
Massachusetts 5/27/2014
B
Wisconsin 3/4/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/2/2014
B
Registered with this firm since 3/31/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/26/2002 - 03/07/2014 | CHAMPAIGN, IL | |
IA | 09/24/2002 - 09/10/2013 | JUPITER, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.