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Detailed Report
Carrie Jean Cunningham Combes
CARRIE JEAN CUNNINGHAM, CARRIE JEAN CUNNINGHAM COMBES
CRD#: 4574090
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4500 P G A BLVD SUITE 202
PALM BEACH GARDENS, FL 33418
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2002 - 2014 (11 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2002 - 2013 (11 years)
License(s)

State Registrations

B
Alaska 5/27/2014
B
Missouri 6/18/2014
B
Arizona 9/28/2021
B
New Jersey 7/5/2016
B
California 5/27/2014
B
New Mexico 3/15/2021
B
Colorado 5/27/2014
B
New York 8/26/2014
B
Connecticut 11/19/2021
B
North Carolina 5/28/2014
B
Florida 3/31/2014
B
Ohio 3/7/2025
IA
Florida 5/2/2014
B
Pennsylvania 8/8/2014
B
Georgia 5/27/2014
B
South Carolina 8/27/2014
B
Hawaii 5/27/2014
B
South Dakota 3/27/2023
B
Illinois 5/27/2014
B
Tennessee 5/27/2014
B
Iowa 5/27/2014
B
Texas 8/3/2021
B
Kentucky 5/27/2014
IA
Texas 8/4/2021
B
Maryland 5/27/2014
B
Virginia 8/12/2014
B
Massachusetts 5/27/2014
B
Wisconsin 3/4/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4500 P G A BLVD SUITE 202, PALM BEACH GARDENS, FL 33418
Registered with this firm since 5/2/2014
B
EDWARD JONES (CRD#:250)
4500 P G A BLVD SUITE 202, PALM BEACH GARDENS, FL 33418
Registered with this firm since 3/31/2014
Previous Registration(s)
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B
 08/26/2002 - 03/07/2014 PRUCO SECURITIES, LLC. (CRD#:5685) CHAMPAIGN, IL
IA
 09/24/2002 - 09/10/2013 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) JUPITER, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.