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JAMES MICHAEL SCALTZ III
JAMES MICHAEL SCALTZ
CRD#: 4573575
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1606 CARMODY CT
STE 401
SEWICKLEY, PA 15143
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2017 (14 years)2 FIRMS2017 - Present (8 years)
License(s)

State Registrations

B
Alabama 2/17/2017

B
Nevada 2/17/2017

B
Arizona 2/17/2017

B
New Jersey 2/17/2017

B
California 2/17/2017

B
New York 2/17/2017

B
Colorado 2/17/2017

B
North Carolina 2/17/2017

B
Connecticut 2/17/2017

B
Ohio 2/17/2017

B
Delaware 2/17/2017

B
Pennsylvania 2/17/2017

B
District of Columbia 2/17/2017

IA
Pennsylvania 2/17/2017

B
Florida 2/17/2017

B
South Carolina 2/17/2017

B
Georgia 2/17/2017

B
Tennessee 2/17/2017

B
Hawaii 7/6/2017

B
Texas 2/17/2017

B
Illinois 2/17/2017

IA
Texas 2/21/2017

B
Indiana 2/17/2017

B
Utah 4/17/2023

B
Kentucky 2/17/2017

B
Vermont 2/17/2017

B
Maryland 2/17/2017

B
Virginia 2/17/2017

B
Massachusetts 2/17/2017

B
Washington 2/17/2017

B
Minnesota 11/1/2024

B
West Virginia 2/17/2017

B
Missouri 8/27/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1606 CARMODY CT STE 401, SEWICKLEY, PA 15143
Registered with this firm since 2/17/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1606 CARMODY CT STE 401, SEWICKLEY, PA 15143
Registered with this firm since 2/17/2017

Previous Registration(s)
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IA
11/13/2002 - 02/23/2017 LORD, ABBETT & CO. LLC (CRD#:110391) WEXFORD, PA
B
09/18/2002 - 02/23/2017 LORD ABBETT DISTRIBUTOR LLC (CRD#:530) JERSEY CITY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.