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CRAIG ALAN GROVER
CRAIG A GROVER
CRD#: 4573502
IA
B
NORTHEAST PLANNING ASSOCIATES, INC.CRD#: 131406 101 WESTERN AVE
SUITE 3
HAMPDEN, ME 04444
SUITE 3
HAMPDEN, ME 04444
LPL FINANCIAL LLCCRD#: 6413 FORT MYERS, FL
0
Disclosures
22
Years of Experience
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State Registrations
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California 11/3/2016
B
New Hampshire 11/2/2016
B
Colorado 2/27/2023
B
New Jersey 1/11/2018
B
Delaware 1/11/2018
B
New York 1/11/2018
B
Florida 1/5/2018
B
North Carolina 1/16/2018
B
Indiana 1/4/2019
B
Ohio 1/12/2018
B
Kentucky 1/11/2018
B
Oregon 10/6/2021
B
Louisiana 4/7/2021
B
Pennsylvania 1/6/2017
B
Maine 11/2/2016
B
Rhode Island 11/3/2016
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Maine 11/3/2016
B
South Carolina 11/7/2016
B
Maryland 1/11/2018
B
Virginia 11/2/2016
B
Massachusetts 1/3/2020
B
Washington 3/14/2023
B
Michigan 9/24/2020
B
Wisconsin 1/4/2019
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 11/3/2016
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Registered with this firm since 11/2/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2014 - 07/31/2017 | BAGOR, ME | |
B | 04/16/2014 - 11/01/2016 | Bangor, ME | |
IA | 01/03/2011 - 04/17/2014 | BANGOR, ME | |
B | 01/03/2011 - 04/17/2014 | BANGOR, ME | |
IA | 02/23/2006 - 01/03/2011 | BANGOR, ME | |
B | 12/14/2005 - 01/03/2011 | BANGOR, ME | |
B | 11/01/2002 - 01/10/2006 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.