Individual Firm
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JUAN MARTIN RECIO
CRD#: 4572627
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 600 Brickell Avenue
Suites 1875 and 2250
Miami, FL 33131
Suites 1875 and 2250
Miami, FL 33131
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 9/14/2021
B
New Jersey 9/14/2021
B
Connecticut 9/14/2021
B
New York 9/14/2021
B
Florida 9/14/2021
B
Oregon 10/25/2021
IA
Florida 9/15/2021
B
Washington 9/14/2021
B
Nevada 9/14/2021
SRO Registrations
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/15/2021
B
Registered with this firm since 9/14/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2016 - 09/22/2021 | MIAMI, FL | |
B | 04/08/2016 - 09/22/2021 | MIAMI, FL | |
B | 10/20/2011 - 04/11/2016 | MIAMI, FL | |
IA | 12/06/2007 - 10/04/2011 | CORAL GABLES, FL | |
B | 09/09/2005 - 10/04/2011 | CORAL GABLES, FL | |
IA | 06/09/2004 - 08/16/2005 | CORAL GABLES, FL | |
B | 10/17/2003 - 08/16/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.