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PAUL JAMES TEPATTI
CRD#: 4572532
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 35405 Grand River Ave
Farmington, MI 48335
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BCOMERICA SECURITIES (CRD# 17079)2002 - 2023 (21 years)IACOMERICA SECURITIES (CRD# 17079)2004 - 2023 (19 years)
Disclosure(s)
View By:
6/14/2010
Customer Dispute
Denied
10/9/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 11/5/2023

B
Mississippi 11/5/2023

B
Connecticut 1/15/2025

B
New York 11/22/2023

B
Florida 11/5/2023

B
North Carolina 11/6/2023

B
Maryland 11/22/2023

B
South Carolina 11/16/2023

B
Massachusetts 11/6/2023

B
Virginia 11/6/2023

IA
Michigan 8/21/2023

B
Washington 11/22/2023

B
Michigan 11/6/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
35405 Grand River Ave, Farmington, MI 48335
Northville, MI
Registered with this firm since 11/5/2023

IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
35405 Grand River Ave, Farmington, MI 48335
Northville, MI
Registered with this firm since 8/21/2023

Previous Registration(s)
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IA
07/28/2004 - 11/06/2023 COMERICA SECURITIES (CRD#:17079) FARMINGTON, MI
B
08/19/2002 - 11/06/2023 COMERICA SECURITIES (CRD#:17079) FARMINGTON, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.