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Detailed Report
SUSAN LORRAINE CURRY
SUSAN LORRAINE SPENCER
CRD#: 4571817
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 2520 NORTHWINDS PKWY
FL 4
ALPHARETTA, GA 30009
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2520 NORTHWINDS PKWY
FL 4
ALPHARETTA, GA 30009
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2009 - 2014 (5 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - Present (10 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2003 - 2009 (6 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2009 (5 years)
License(s)

State Registrations

B
Alabama 10/3/2014
B
North Carolina 10/13/2014
B
Colorado 9/6/2018
B
Ohio 8/21/2018
B
Florida 10/3/2014
B
Oregon 9/9/2022
B
Georgia 10/3/2014
B
Pennsylvania 8/7/2018
IA
Georgia 9/9/2016
B
South Carolina 5/4/2016
B
Illinois 5/19/2020
B
Tennessee 4/24/2017
B
Kentucky 5/7/2019
B
Texas 1/3/2020
B
Massachusetts 9/9/2022
IA
Texas 11/6/2020
B
Montana 5/7/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
2520 NORTHWINDS PKWY FL 4, ALPHARETTA, GA 30009
Registered with this firm since 9/9/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
2520 NORTHWINDS PKWY FL 4, ALPHARETTA, GA 30009
ACWORTH, GA
Registered with this firm since 10/3/2014
Previous Registration(s)
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IA
 10/06/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ALPHARETTA, GA
IA
 09/01/2009 - 10/10/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) KENNESAW, GA
B
 08/28/2009 - 10/10/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) KENNESAW, GA
IA
 04/01/2004 - 09/03/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) COLUMBUS, GA
B
 07/18/2003 - 09/03/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) COLUMBUS, GA
IA
 10/11/2002 - 06/24/2003 MORGAN STANLEY (CRD#:7556) WILMINGTON, DE
B
 09/25/2002 - 06/24/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.