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ETHAN DE NARAY
ETHAN HAMILTON DE NARAY, ETHAN H DENARAY
CRD#: 4571532
IA
Investment Adviser
B
Broker
FELTL ADVISORSCRD#: 165244 Babbitt, MN
FELTL & COMPANYCRD#: 6905 Babbitt, MN
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2017 (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2008 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2017 (5 years)
Disclosure(s)
View By:
8/3/2018
Regulatory
Final
5/19/2017
Employment Separation After Allegations
2/7/2017
Customer Dispute
Settled
License(s)

State Registrations

B
California 8/1/2017

B
Minnesota 7/26/2017

IA
California 1/4/2023

IA
Minnesota 7/27/2017

B
Colorado 11/29/2017

B
North Dakota 2/21/2023

IA
Colorado 4/6/2023

B
Oregon 7/17/2023

B
Florida 10/16/2017

B
Texas 2/5/2018

IA
Florida 4/14/2021

IA
Texas 1/5/2023

B
Illinois 10/25/2017

B
Wisconsin 7/28/2017

IA
Illinois 2/26/2021

IA
Wisconsin 1/5/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FELTL ADVISORS (CRD#:165244)
Babbitt, MN
Registered with this firm since 7/27/2017

B
FELTL & COMPANY (CRD#:6905)
Babbitt, MN
Registered with this firm since 7/19/2017

Previous Registration(s)
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IA
03/05/2012 - 06/05/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINNEAPOLIS, MN
B
02/01/2008 - 06/05/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINNEAPOLIS, MN
B
09/20/2002 - 02/11/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.