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MICHAEL EVAN BERKLEY
CRD#: 4571279
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 225 Wyman Street
Waltham, MA 02451
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (2 years)3 FIRMS2005 - 2006 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2015 - Present (10 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2009 - 2009 (<1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Massachusetts 1/15/2015

IA
Massachusetts 1/22/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
225 Wyman Street, Waltham, MA 02451
Sharon, MA
Registered with this firm since 1/22/2015

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
225 Wyman Street, Waltham, MA 02451
Sharon, MA
Registered with this firm since 1/15/2015

Previous Registration(s)
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IA
08/18/2009 - 11/21/2014 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
B
08/17/2009 - 11/21/2014 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
B
05/13/2009 - 05/26/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) BRAINTREE, MA
IA
04/20/2007 - 05/22/2009 US FINANCIAL ADVISORS, LLC (CRD#:108763) BRAINTREE, MA
B
04/05/2007 - 05/22/2009 U.S. WEALTH ADVISORS, LLC. (CRD#:126924) BRAINTREE, MA
B
04/25/2006 - 03/23/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BOSTON, MA
B
02/01/2005 - 04/12/2006 JOHN HANCOCK FUNDS, LLC (CRD#:28262) BOSTON, MA
IA
05/16/2005 - 04/03/2006 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
02/01/2005 - 04/03/2006 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
12/17/2002 - 01/19/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
09/18/2002 - 01/19/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.