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ROBERT FALLONE
FALLONE ROBERT
CRD#: 4571273
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
66 South Moger Avenue
Mount Kisco, NY 10549
Registration History
200420062008201020122014201620182020202220242026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - Present (17 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
License(s)

State Registrations

B
Alaska 1/31/2014

B
New Hampshire 5/29/2007

B
Arizona 4/29/2009

B
New Jersey 5/29/2007

B
California 5/29/2007

B
New Mexico 9/8/2016

B
Colorado 1/6/2011

B
New York 5/29/2007

B
Connecticut 5/29/2007

IA
New York 8/17/2021

B
District of Columbia 5/29/2007

B
North Carolina 1/8/2009

B
Florida 5/29/2007

B
Ohio 5/30/2007

B
Georgia 1/4/2010

B
Oklahoma 1/6/2011

B
Hawaii 1/6/2011

B
Oregon 1/6/2011

B
Illinois 1/6/2011

B
Pennsylvania 5/29/2007

B
Indiana 2/26/2020

B
Rhode Island 5/29/2007

B
Iowa 7/30/2020

B
South Carolina 4/29/2009

B
Maine 5/29/2007

B
Texas 1/6/2011

B
Maryland 5/29/2007

B
Utah 4/2/2024

B
Massachusetts 5/29/2007

B
Vermont 4/29/2009

B
Michigan 7/21/2021

B
Virginia 5/29/2007

B
Minnesota 1/6/2011

B
Washington 5/29/2007

B
Mississippi 4/17/2023

B
West Virginia 1/6/2011

B
Nevada 1/13/2015

B
Wisconsin 1/30/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 66 South Moger Avenue, Mount Kisco, NY 10549
CWM Retail, Sales 845 Central Park Ave, Scarsdale, NY 10583
Registered with this firm since 8/17/2021

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 66 South Moger Avenue, Mount Kisco, NY 10549
CWM Retail, Sales 845 Central Park Ave, Scarsdale, NY 10583
Registered with this firm since 5/29/2007

Previous Registration(s)
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B
09/30/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) MOUNT KISCO, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.