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GEORGE CLAYTON
GEORGE JOSEPH CLAYTON
CRD#: 4570869
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 31 S MAIN STREET
GREENVILLE, SC 29601
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - 2013 (6 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2002 - 2004 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2013 (4 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2007 - 2009 (1 year)
Disclosure(s)
View By:
10/30/2020
Customer Dispute
Denied
License(s)

State Registrations

B
California 5/4/2023

B
South Carolina 5/4/2023

B
Florida 5/4/2023

IA
South Carolina 5/4/2023

B
Georgia 5/4/2023

B
Texas 5/4/2023

B
Louisiana 5/4/2023

IA
Texas 5/4/2023

B
North Carolina 5/4/2023

B
Virginia 5/16/2023

B
Ohio 5/4/2023

B
West Virginia 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
31 S MAIN STREET, GREENVILLE, SC 29601
Registered with this firm since 5/4/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
31 S MAIN STREET, GREENVILLE, SC 29601
Registered with this firm since 5/4/2023

Previous Registration(s)
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IA
09/03/2014 - 05/04/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) EASLEY, SC
B
08/27/2014 - 05/04/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) EASLEY, SC
IA
07/31/2013 - 09/11/2014 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) GREENVILLE, SC
B
07/30/2013 - 09/11/2014 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) GREENVILLE, SC
IA
01/02/2009 - 08/01/2013 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) GREENVILLE, SC
B
12/12/2006 - 08/01/2013 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) GREENVILLE, SC
IA
07/26/2007 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) GREENVILLE, SC
IA
06/23/2004 - 12/05/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SPARTANBURG, SC
B
06/10/2004 - 12/05/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SPARTANBURG, SC
B
08/13/2002 - 03/29/2004 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.