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Detailed Report
JOSHUA GARY EINHORN
CRD#: 4570513
IA
Investment Adviser
FISHER INVESTMENTSCRD#: 107342 1450 FASHION ISLAND BLVD
SAN MATEO, CA 94404
Registration History
2002200420062008201020122014201620182020202220242026IAFISHER INVESTMENTS (CRD# 107342)2005 - Present (19 years)
Disclosure(s)
View By:
5/14/2001
Criminal
Final Disposition
License(s)

State Registrations

IA
California 12/1/2005
IA
Texas 7/13/2023
Current Registration(s)
IA
FISHER INVESTMENTS (CRD#:107342)
1450 FASHION ISLAND BLVD, SAN MATEO, CA 94404
Registered with this firm since 12/1/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.