Individual Firm
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JOHN B BALMER
CRD#: 4569902
IA
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DST WEALTH MANAGEMENT LLCCRD#: 302110 13844 Alton Parkway
Suite 134
Irvine, CA 92618
Suite 134
Irvine, CA 92618
KINGSWOOD CAPITAL PARTNERS, LLCCRD#: 288898 13844 alton parkway #134
Irvine, CA 92618
Irvine, CA 92618
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Disclosures
18
Years of Experience
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State Registrations
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Arizona 10/25/2019
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Florida 5/19/2023
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California 9/30/2019
B
North Carolina 5/19/2023
B
California 5/19/2023
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Texas 6/11/2024
SRO Registrations
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Registered with this firm since 9/30/2019
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Registered with this firm since 5/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/17/2020 - 05/19/2023 | Irvine, CA | |
IA | 07/21/2016 - 09/23/2019 | IRVINE, CA | |
B | 07/20/2016 - 09/23/2019 | IRVINE, CA | |
IA | 02/20/2015 - 09/15/2016 | NEWPORT BEACH, CA | |
IA | 10/11/2013 - 08/15/2016 | IRVINE, CA | |
B | 10/11/2013 - 08/15/2016 | IRVINE, CA | |
IA | 09/13/2011 - 11/05/2013 | RANCHO SANTA MARGARITA, CA | |
B | 08/31/2011 - 11/05/2013 | RANCHO SANTA MARGARITA, CA | |
B | 10/25/2010 - 09/01/2011 | COSTA MESA, CA | |
IA | 06/05/2008 - 01/05/2009 | SAN FRANCISCO, CA | |
B | 06/04/2008 - 01/05/2009 | SAN FRANCISCO, CA | |
IA | 07/06/2007 - 06/03/2008 | PASADENA, CA | |
B | 07/06/2007 - 06/03/2008 | LARGO, FL | |
B | 01/11/2007 - 07/16/2007 | UPLAND, CA | |
B | 05/26/2005 - 11/03/2005 | SAN LEANDRO, CA | |
IA | 09/05/2003 - 07/06/2004 | LOS ANGELES, CA | |
B | 09/05/2003 - 07/06/2004 | NEW YORK, NY | |
B | 10/14/2002 - 08/28/2003 | FORT WAYNE, IN | |
B | 10/14/2002 - 08/28/2003 | FORT WAYNE, IN |
COSTA MESA, CA
10/25/2010 - 09/01/2011
SAN FRANCISCO, CA
06/04/2008 - 01/05/2009
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.