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DANIEL REISS
DAN REISS
CRD#: 4569662
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3031 West Frye Road
Bldg. D
Chandler, AZ 85226
Registration History
2002200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - Present (20 years)BOPTIONSXPRESS, INC. (CRD# 103849)2011 - 2017 (6 years)BNYLIFE SECURITIES INC. (CRD# 5167)2002 - 2004 (1 year)
Disclosure(s)
View By:
8/18/2011
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 3/19/2004

B
Missouri 2/14/2005

IA
Arizona 6/2/2023

B
Nevada 2/14/2005

B
Arkansas 3/26/2024

B
New Jersey 6/9/2004

B
California 3/19/2004

B
New York 5/22/2020

IA
California 5/31/2019

B
North Carolina 6/21/2023

B
Colorado 6/9/2004

B
Ohio 6/22/2023

B
Connecticut 2/14/2005

B
Oklahoma 9/19/2024

B
Florida 6/9/2004

B
Oregon 6/9/2004

B
Georgia 6/25/2024

B
Pennsylvania 4/15/2021

B
Idaho 2/14/2005

B
Texas 2/14/2005

B
Illinois 6/9/2004

B
Utah 2/14/2005

B
Iowa 2/14/2005

B
Washington 6/9/2004

B
Kansas 2/14/2005

B
Wisconsin 4/26/2022

B
Maryland 6/9/2004

B
Wyoming 6/25/2024

B
Michigan 1/4/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3031 West Frye Road Bldg. D, Chandler, AZ 85226
Registered with this firm since 5/31/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3031 West Frye Road Bldg. D, Chandler, AZ 85226
Registered with this firm since 3/19/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/02/2011 - 11/10/2017 OPTIONSXPRESS, INC. (CRD#:103849) PHOENIX, AZ
B
09/26/2002 - 02/25/2004 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.