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Chad William Schaffer
CRD#: 4568747
IA
B
EDWARD JONESCRD#: 250 103 RICHARDSON CROSSING
ARNOLD, MO 63010
ARNOLD, MO 63010
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 1/16/2019
B
Maryland 12/21/2022
B
Arizona 3/17/2015
B
Michigan 3/24/2008
B
Colorado 4/13/2005
B
Minnesota 1/20/2022
B
Florida 1/17/2007
B
Missouri 10/10/2002
B
Georgia 6/12/2024
IA
Missouri 12/6/2024
B
Illinois 1/10/2003
B
Pennsylvania 1/6/2010
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Illinois 12/6/2024
B
Texas 8/25/2008
B
Indiana 6/16/2023
IA
Texas 2/19/2019
B
Iowa 1/21/2010
B
Virginia 9/28/2022
B
Kansas 7/27/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/19/2019
B
Registered with this firm since 9/24/2002
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.