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Detailed Report
David L. Recker
DAVID LOUIS RECKER
CRD#: 4568728
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 200 East Carmel Dr, Floor 01
Carmel, IN 46032
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2017 (9 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 12/12/2017
B
Montana 12/12/2017
B
Alaska 12/12/2017
B
Nebraska 12/12/2017
B
Arizona 12/12/2017
B
Nevada 12/12/2017
B
Arkansas 12/12/2017
B
New Hampshire 12/12/2017
B
California 12/12/2017
B
New Jersey 12/12/2017
B
Colorado 12/12/2017
B
New Mexico 12/12/2017
B
Connecticut 12/12/2017
B
New York 12/12/2017
B
Delaware 12/12/2017
B
North Carolina 12/13/2017
B
District of Columbia 12/12/2017
B
North Dakota 12/12/2017
B
Florida 12/12/2017
B
Ohio 12/12/2017
B
Georgia 12/12/2017
B
Oklahoma 12/12/2017
B
Hawaii 12/12/2017
B
Oregon 12/12/2017
B
Idaho 12/12/2017
B
Pennsylvania 12/12/2017
B
Illinois 12/12/2017
B
Puerto Rico 12/12/2017
B
Indiana 12/12/2017
B
Rhode Island 12/12/2017
IA
Indiana 12/13/2017
B
South Carolina 12/12/2017
B
Iowa 12/12/2017
B
South Dakota 12/12/2017
B
Kansas 12/12/2017
B
Tennessee 12/12/2017
B
Kentucky 12/12/2017
B
Texas 12/12/2017
IA
Kentucky 1/26/2022
IA
Texas 12/12/2017
B
Louisiana 12/12/2017
B
Utah 12/12/2017
B
Maine 12/12/2017
B
Vermont 12/12/2017
B
Maryland 12/12/2017
B
Virgin Islands 12/12/2017
B
Massachusetts 12/12/2017
B
Virginia 12/12/2017
B
Michigan 12/12/2017
B
Washington 12/12/2017
B
Minnesota 12/12/2017
B
West Virginia 12/12/2017
B
Mississippi 12/12/2017
B
Wisconsin 12/12/2017
B
Missouri 12/12/2017
B
Wyoming 12/12/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
200 East Carmel Dr, Floor 01, Carmel, IN 46032
Registered with this firm since 12/12/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
200 East Carmel Dr, Floor 01, Carmel, IN 46032
Registered with this firm since 12/12/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/31/2008 - 12/04/2017 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
B
 10/29/2008 - 12/04/2017 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
IA
 07/06/2005 - 10/03/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GROSSE POINTE, MI
B
 07/06/2005 - 10/03/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GROSSE POINTE, MI
IA
 01/26/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CARMEL, IN
B
 01/19/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
 10/15/2002 - 01/14/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) MOBILE, AL
B
 10/17/2002 - 01/14/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.