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Detailed Report
MELISSA CRUZ
Melissa Cruz Smith
CRD#: 4568491
IA
Investment Adviser
MANAGED ACCOUNT ADVISORS LLCCRD#: 142558 101 HUDSON STREET
JERSEY CITY, NJ 07302
Registration History
20162017201820192020202120222023202420252026IAMANAGED ACCOUNT ADVISORS LLC (CRD# 142558)2017 - Present (7 years)
Disclosure(s)
View By:
8/24/2016
Financial
Final
8/23/2016
Financial
Final
License(s)

State Registrations

IA
New Jersey 7/10/2017
Current Registration(s)
IA
MANAGED ACCOUNT ADVISORS LLC (CRD#:142558)
101 HUDSON STREET, JERSEY CITY, NJ 07302
Registered with this firm since 7/10/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.