Individual Firm
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JESSE JON WOOD
JESSE J WOOD, JESSE WOOD
CRD#: 4568431
IA
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IEQ CAPITAL, LLCCRD#: 301819 950 TOWER LANE
SUITE 1800
FOSTER CITY, CA 94404
SUITE 1800
FOSTER CITY, CA 94404
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Disclosures
17
Years of Experience
View By:
State Registrations
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California 8/26/2021
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New Jersey 1/18/2022
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Colorado 8/26/2021
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North Carolina 11/17/2021
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Connecticut 11/17/2021
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Oregon 11/17/2021
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Delaware 11/17/2021
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Texas 11/17/2021
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Maryland 11/17/2021
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Utah 11/18/2021
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Nevada 12/1/2021
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Washington 11/17/2021
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Registered with this firm since 8/26/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2020 - 08/05/2021 | San Francisco, CA | |
B | 11/03/2017 - 08/02/2019 | PALO ALTO, CA | |
B | 07/29/2013 - 02/25/2015 | PALO ALTO, CA | |
B | 09/18/2002 - 11/21/2012 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.