Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Brian T Leuchtenburg
BRIAN TREDICK LEUCHENBURG, BRIAN LEUCHENBURG, BRIAN TREDICK LEUCHTENBURG
CRD#: 4568226
IA
B
MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD#: 110353 1999 Avenue of the Stars
Los Angeles, CA 90067
Los Angeles, CA 90067
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 1999 Avenue of the Stars
Suite 2400
Los Angeles, CA 90067
Suite 2400
Los Angeles, CA 90067
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 1/15/2022
B
Montana 1/15/2022
B
Alaska 1/15/2022
B
Nebraska 1/15/2022
B
Arizona 1/15/2022
B
Nevada 1/15/2022
B
Arkansas 1/15/2022
B
New Hampshire 1/15/2022
B
California 1/15/2022
B
New Jersey 1/15/2022
IA
California 2/11/2022
B
New Mexico 1/15/2022
B
Colorado 1/15/2022
B
New York 1/15/2022
B
Connecticut 1/15/2022
B
North Carolina 1/15/2022
B
Delaware 1/15/2022
B
North Dakota 1/15/2022
B
District of Columbia 1/15/2022
B
Ohio 1/15/2022
B
Florida 1/15/2022
B
Oklahoma 1/15/2022
B
Georgia 1/15/2022
B
Oregon 1/15/2022
B
Hawaii 1/15/2022
B
Pennsylvania 1/15/2022
B
Idaho 1/15/2022
B
Puerto Rico 1/15/2022
B
Illinois 1/15/2022
B
Rhode Island 1/15/2022
B
Indiana 1/15/2022
B
South Carolina 1/15/2022
B
Iowa 1/15/2022
B
South Dakota 1/15/2022
B
Kansas 1/15/2022
B
Tennessee 1/15/2022
B
Kentucky 1/15/2022
B
Texas 1/15/2022
B
Louisiana 1/15/2022
B
Utah 1/15/2022
B
Maine 1/15/2022
B
Vermont 1/15/2022
B
Maryland 1/15/2022
B
Virginia 1/15/2022
B
Massachusetts 1/15/2022
B
Washington 1/15/2022
B
Michigan 1/15/2022
B
West Virginia 1/15/2022
B
Minnesota 1/15/2022
B
Wisconsin 1/15/2022
B
Mississippi 1/15/2022
B
Wyoming 1/15/2022
B
Missouri 1/15/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 2/11/2022
B
Registered with this firm since 1/15/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/15/2021 - 01/15/2022 | LOS ANGELES, CA | |
B | 09/03/2021 - 01/15/2022 | Los Angeles, CA | |
IA | 03/28/2014 - 09/10/2019 | SANTA MONICA, CA | |
B | 03/28/2014 - 09/10/2019 | SANTA MONICA, CA | |
IA | 06/29/2011 - 11/29/2013 | WEEHAWKEN, NJ | |
B | 03/22/2004 - 11/29/2013 | WEEHAWKEN, NJ | |
B | 06/23/2003 - 03/22/2004 | NEW YORK, NY |
SANTA MONICA, CA
03/28/2014 - 09/10/2019
SANTA MONICA, CA
03/28/2014 - 09/10/2019
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.