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Detailed Report
Rashid A. Coleman
RASHID COLEMAN, RASHID COLEMAN
CRD#: 4567179
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 32101 UNION LANDING
UNION CITY, CA 94587
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
California 10/1/2012
B
New Mexico 11/29/2013
IA
California 10/1/2012
B
North Carolina 12/12/2016
B
Massachusetts 1/27/2016
B
Ohio 1/25/2021
B
Nevada 8/1/2013
B
Oregon 4/17/2017
B
New Jersey 7/20/2017
B
Washington 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
32101 UNION LANDING, UNION CITY, CA 94587
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
32101 UNION LANDING, UNION CITY, CA 94587
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/22/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) UNION CITY, CA
B
 09/22/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) UNION CITY, CA
IA
 11/27/2002 - 09/02/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OAKLAND, CA
B
 08/22/2002 - 09/02/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OAKLAND, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.