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KAREN J MCMILLAN
KAREN JOY MCMILLAN
CRD#: 4567056
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Investment Adviser
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Previous Broker
OSBORNE PARTNERSCRD#: 108100 ONE EMBARCADERO CENTER
STE 4100
SAN FRANCISCO, CA 94111
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2017 (7 years)IAOSBORNE PARTNERS (CRD# 108100)2017 - Present (7 years)BBANGOR SECURITIES, INC. (CRD# 4302)2002 - 2006 (3 years)
License(s)

State Registrations

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California 4/11/2017

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Texas 11/23/2022

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Pennsylvania 4/11/2017

Current Registration(s)
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OSBORNE PARTNERS (CRD#:108100)
ONE EMBARCADERO CENTER STE 4100, SAN FRANCISCO, CA 94111
Registered with this firm since 4/11/2017

Previous Registration(s)
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10/06/2009 - 03/21/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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10/06/2009 - 03/21/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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02/09/2007 - 10/06/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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02/09/2007 - 10/06/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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01/24/2006 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) BANGOR, ME
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01/06/2006 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) BANGOR, ME
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08/09/2002 - 01/04/2006 BANGOR SECURITIES, INC. (CRD#:4302) PORTLAND, ME
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.