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Edmund Joseph Sweeney
CRD#: 4566276
IA
Investment Adviser
B
Broker
LOOP INVESTMENT ADVISORS LLCCRD#: 297928 318 W ADAMS,
FLOOR 10
CHICAGO, IL 60606
RCM SECURITIESCRD#: 15548 318 W Adams, Floor 10
Chicago, IL 60606
Registration History
2017201820192020202120222023202420252026IALOOP INVESTMENT ADVISORS LLC (CRD# 297928)2020 - Present (4 years)BRCM SECURITIES (CRD# 15548)2017 - Present (7 years)IALOOP INVESTMENT ADVISORS LLC (CRD# 297928)2018 - 2018 (<1 year)
License(s)

State Registrations

B
California 2/15/2018

B
Mississippi 1/24/2024

B
Connecticut 3/14/2023

B
New Jersey 1/28/2025

B
Delaware 1/24/2024

B
New York 1/24/2024

B
Florida 12/5/2019

B
North Dakota 1/24/2024

B
Georgia 8/10/2021

B
Ohio 2/23/2024

B
Illinois 4/12/2017

B
Oklahoma 1/24/2024

IA
Illinois 7/10/2020

B
Puerto Rico 2/21/2023

B
Indiana 6/15/2018

B
Tennessee 2/27/2024

B
Iowa 1/24/2024

B
Texas 9/18/2020

B
Maryland 1/24/2024

B
Utah 5/19/2021

B
Michigan 1/24/2024

B
Wisconsin 1/24/2024

B
Minnesota 3/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LOOP INVESTMENT ADVISORS LLC (CRD#:297928)
318 W ADAMS, FLOOR 10, CHICAGO, IL 60606
Registered with this firm since 7/10/2020

B
RCM SECURITIES (CRD#:15548)
318 W Adams, Floor 10, Chicago, IL 60606
318 W ADAMS ST FLOOR 10, CHICAGO, IL 60606
Registered with this firm since 3/16/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/29/2018 - 12/31/2018 LOOP INVESTMENT ADVISORS LLC (CRD#:297928) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.