• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Kedric Spearman
KEDRIC JEMOL SPEARMAN
CRD#: 4566252
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Fort Mill, SC
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Fort Mill, SC
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2012 - 2016 (3 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2002 - 2012 (10 years)IAADVICE AND PLANNING SERVICES (CRD# 20472)2014 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 9/22/2023

B
Nevada 9/22/2023

B
Alaska 9/22/2023

B
New Hampshire 9/22/2023

B
Arizona 9/22/2023

B
New Jersey 9/22/2023

B
Arkansas 9/22/2023

B
New Mexico 9/22/2023

B
California 9/22/2023

B
New York 9/22/2023

B
Connecticut 9/22/2023

B
North Carolina 9/22/2023

B
Delaware 9/22/2023

B
North Dakota 9/22/2023

B
Georgia 9/22/2023

B
Oklahoma 9/22/2023

B
Hawaii 9/22/2023

B
Oregon 9/22/2023

B
Idaho 9/22/2023

B
Pennsylvania 9/22/2023

B
Illinois 9/22/2023

B
Rhode Island 9/22/2023

B
Indiana 9/22/2023

B
South Carolina 9/22/2023

B
Iowa 9/22/2023

IA
South Carolina 9/22/2023

B
Kansas 9/22/2023

B
South Dakota 9/22/2023

B
Kentucky 9/22/2023

B
Tennessee 9/22/2023

B
Maine 9/22/2023

B
Texas 9/22/2023

B
Massachusetts 9/22/2023

B
Utah 9/22/2023

B
Michigan 9/22/2023

B
Vermont 9/22/2023

B
Minnesota 9/22/2023

B
Virginia 9/22/2023

B
Mississippi 9/22/2023

B
Washington 9/22/2023

B
Missouri 9/22/2023

B
West Virginia 9/22/2023

B
Montana 9/22/2023

B
Wisconsin 9/22/2023

B
Nebraska 9/22/2023

B
Wyoming 9/22/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Fort Mill, SC
Registered with this firm since 9/22/2023

IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Fort Mill, SC
Registered with this firm since 9/22/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/06/2016 - 08/14/2023 VANGUARD ADVISERS, INC. (CRD#:106715) Charlotte, NC
B
05/06/2016 - 08/14/2023 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
IA
08/22/2014 - 04/12/2016 ADVICE AND PLANNING SERVICES (CRD#:20472) CHARLOTTE, NC
B
09/27/2012 - 04/12/2016 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
08/19/2002 - 09/13/2012 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.