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VISA KANDI ROBISON
VISA KANDI RATNARAJAH, VISALADCHI KANDI RATNARAJAH, VISALADCHI KANDI ROBISON
CRD#: 4566179
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3401 RYAN STREET
LAKE CHARLES, LA 70605
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3401 RYAN STREET
LAKE CHARLES, LA 70605
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2009 - 2013 (3 years)BCAPITAL ONE INVESTMENT SERVICE... (CRD# 25658)2008 - 2009 (1 year)BCAPITAL ONE INVESTMENTS, LLC (CRD# 17526)2002 - 2008 (5 years)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2015 - 2021 (6 years)
License(s)

State Registrations

B
Louisiana 6/20/2023

B
Texas 6/20/2023

IA
Louisiana 6/30/2023

IA
Texas 6/20/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3401 RYAN STREET, LAKE CHARLES, LA 70605
555 DOWLEN RD, BEAUMONT, TX 77706
Registered with this firm since 6/20/2023

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
3401 RYAN STREET, LAKE CHARLES, LA 70605
555 DOWLEN RD, BEAUMONT, TX 77706
Registered with this firm since 6/20/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2022 - 06/26/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Beaumont, TX
B
06/01/2022 - 06/26/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Beaumont, TX
IA
08/18/2021 - 06/06/2022 PNC INVESTMENTS (CRD#:129052) LUMBERTON, TX
B
08/16/2021 - 06/06/2022 PNC INVESTMENTS (CRD#:129052) LUMBERTON, TX
IA
04/07/2015 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) BEAUMONT, TX
B
05/16/2013 - 08/16/2021 BBVA SECURITIES INC. (CRD#:27060) SILSBEE, TX
B
07/21/2009 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) BEAUMONT, TX
B
05/31/2008 - 06/24/2009 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) BEAUMONT, TX
B
07/31/2002 - 05/31/2008 CAPITAL ONE INVESTMENTS, LLC (CRD#:17526) BEAUMONT, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.