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WILLIAM WOOLFOLK NELSON
WILLIAM NELSON
CRD#: 4565607
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 717 N. HARWOOD STREET
SUITE 3400
DALLAS, TX 75201
SUITE 3400
DALLAS, TX 75201
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 6/20/2024
B
North Dakota 6/20/2024
B
Arizona 6/20/2024
B
Oklahoma 6/20/2024
B
Colorado 6/20/2024
B
Texas 6/30/2006
B
Louisiana 6/20/2024
IA
Texas 6/30/2006
B
New Mexico 6/20/2024
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/8/2013
IA
Registered with this firm since 6/30/2006
B
Registered with this firm since 8/13/2013
B
Registered with this firm since 6/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/14/2004 - 07/05/2006 | DALLAS, TX | |
B | 08/07/2002 - 01/14/2004 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.